How much does the SIE exam cost?

8. What is the cost of the SIE exam? The cost of the SIE exam is $60.

What is the best securities license to have?

Series 65. The Series 65 license, also known as the Uniform Investment Adviser Law Examination, is best for financial planners, advisors or others that provide financial advice.

How do I get a Series 7 and 63 license?

Series 7 And 63 Licensing Requirements Are As Follows:

1. You must be sponsored by a member of FINRA (formerly NASD) or a Self-Regulatory Organization.
2. Fingerprinting.
3. Background Check.
4. A passing grade of 72\% or better on the Series 7 exam, administered through Prometric Testing Centers.

Is it worth getting a Series 7 license?

Typically, the Series 7 is the better choice if you’re interested in selling individual securities either now or in the future. Plus, once the Series 7 is completed, no additional exam is required.

Can I take Sie exam online?

The SIE, S6 and S7 can be taken at a test center or online. Any candidate interested in taking other FINRA exams online must complete and submit the FINRA Online Exam Administration Request Form before scheduling an exam appointment.

Is the SIE a certification?

The SIE Exam is a required qualifications exam administered by FINRA. It tests basic information including products, risks, the structure & function of the securities industry & its regulatory agencies, and knowledge of regulated & prohibited practices.

What does Series 65 let you do?

On its most basic level, a Series 65 allows a financial professional to give clients investment advice and analysis. It does not license them to sell packages investment products or to buy and sell securities. To do that, you must get your Series 6 and Series 7 licenses.

What is Series 57 exam?

The Series 57 exam is designed to assess the competency of entry-level Securities Traders. The Series 57 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of a Securities Trader.

Can you get a Series 7 without a sponsor?

To take the Series 7 exam, you must be sponsored by a FINRA member firm or a self-regulatory organization (SRO). Firms apply for candidates to take the exam by filing a Uniform Application for Security Industry Registration or Transfer (Form U4).

Can you take the Series 63 without a sponsor?

Do I need to have a sponsor before I take the Series 63, 65, or 66? No. Unsponsored candidates who are not Form U4 registered or currently affiliated with a firm through FINRA’s Web CRD system should open an exam enrollment window via FINRA.org request and pay for the S63, S65, or S66 exams.

How much does the Series 7 exam cost?

Revised Series 7 Exam Breakdown Fees—The cost of the exam is $245. (When you combine it with the $60 fee for the SIE, the cost becomes the same as in the past.) Number of Questions—The exam consists of 125 multiple-choice questions (down from 250), and each question consists of four answer choices.

How much money can I make with a Series 7 license?

General Securities Representative – (FINRA Series 7) Jobs by Salary

Job Title	Range	Average
Registered Client Associate	Range:$43k – $70k	Average:$53,508
Certified Financial Planner (CFP)	Range:$50k – $125k	Average:$72,186
Financial Planner	Range:$44k – $100k	Average:$63,960
Compliance Officer	Range:$51k – $106k	Average:$75,183

What do I need to do to get my securities license?

You should check with the respective office of the Secretary of State to learn about anything else you need to do to earn your securities license. To earn your Series 6, 7, 22, 57, 79, 82, and 99 license, you’ll need to pass the SIE exam and take the FINRA “top-off” exam for each license type.

Are all securities licenses administered by FINRA?

Not all securities licenses are administered by FINRA. The North American Securities Administrators Association (NASAA) oversees the licensing requirements of three key licenses: The Series 63 license, known as the Uniform Securities Agent license, is required by each state and authorizes licensees to transact business within the state.

How do I get my series 6/7/22/57/82/99 license?

Please note that in order to earn your Series 6, 7, 22, 57, 79, 82, or 99 license, you’ll need to pass the Securities Industry Essentials examination (aka the “SIE exam”) and take a FINRA “Top-Off exam for these license types.

Do I need a brokerage firm to take the SIE exam?

The good news is that you don’t have to be registered or sponsored by a brokerage firm to take the SIE exam. If you plan to earn a Series 6, Series 7, Series 79 , and Series 99 , you will also have to pass the SIE. These individual licensing exams are considered “top-offs” and apply directly to the securities license you want to hold.